Search for: "Universal Brokerage FX"
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26 Nov 2009, 4:30 am
Kiley, both Minnesota residents, allegedly operated a foreign currency investment scam through their four main entities: UBS Diversified Growth LLC, Universal Brokerage FX Management LLC, Oxford Global Advisors LLC, and Oxford Global Partners LLC. [read post]
22 Jul 2011, 9:44 am
Cook himself was convicted of fraud and sent to prison last August.According to the Department of Justice, between 2005 and 2009 the defendants helped Cook and another conspirator, Christopher Pettengill, fraudulently solicit participants for a forex trading scheme for Universal Brokerage Services (UBS) and later for Universal Brokerage FX. [read post]
2 Jun 2016, 5:23 am
Kiley, UBS Diversified Growth, LLC, Universal Brokerage FX Management, LLC, Oxford Global Advisors, LLC, and Oxford Global Partners, LLCCase number: 09-cv-03333 (United States District Court for the District of Minnesota)Case filed: November 23, 2009Qualifying Judgment/Order: January 12, 2016 3/31/2016 6/29/2016 2016-41 In the Matter of PTC Inc.Administrative Proceeding File No.: 3-17118Case filed: February 16, 2016Qualifying Judgment/Order: February 16, 2016 3/31/2016… [read post]
